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Compliance Question of the Week - Year One

Posted by: Meg Cipar    Jul 2, 2019

You have likely seen the Compliance Question of the Week, posted to the UBA Communities. Now you can refer to those questions and answers from the UBA Compliance team in a handy recap.

3D question marks single red The UBA Compliance Team of Karen Hsu, Director of Compliance, and Matt Meidell, Manager of Compliance, field many questions from Partner Firms on a daily basis, providing valuable guidance to help answer client questions. The Compliance Question of the Week, posted on both the Compliance and Wisdom Communities, addresses a topic each week that is top of mind for our Partners.

Compliance Question of the Week - Year One is a helpful recap of the questions and answers posted from July 2018 through June 2019, organized by topic area. You can download the document here, or get it from AdEase in the Compliance section.

Since this is intended for Partner Firm information only, we ask that you not provide this file directly to your clients.

Want to make sure you see the question of the week? Log in to the UBA Communities and make sure you're set to receive notifications on the Wisdom or Compliance Communities. Click the Community name to select it, then the Settings button next to the Community title. Set your Email Notifications to "real time" or "daily digest."

Topics: compliance documents

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