• Discuss a compliance topic chosen by participants.
• Share your best practices with 15 Partner Firm registrants.
• UBA's Compliance Department and compliance committee members will lead the discussion.

When:

• Monday, November 6, 2017, at 1:00 p.m. ET / 10:00 a.m. PT

How:

• Register here for FREE for the November 6, 2017, session.
• One person per registered Partner Firm should be the dedicated speaker for the call.
• This is an internal call only and not open to clients or prospects.
• The sessions will not be recorded.
• Past discussion topics are posted on the Wisdom Network Compliance Cafeteria page.

Please contact UBA Manager of Compliance Karen Hsu with your questions: khsu@UBAbenefits.com or 317-798-2365.